Compliance to SEBI circular dated Dec 3, 2009

Trading Account no.:  G00036153

 

Dear Customer,

 

Sub.: Compliance to SEBI circular dated Dec 3, 2009

 

This is with reference to your dealings with us as a client and pursuant to SEBI circular bearing reference number MIRSD/SE/Cir-19/2009 dated Dec 3, 2009 read with NSE circular bearing reference number NSE/INSP/2010/91 dated Feb 3, 2010 and BSE circular bearing reference number 20100203-30 dated Feb 3, 2010, whereby SEBI / Exchange(s) has specified norms for regulation of transactions between the Client and the Stock Broker which has the effect of modifying the procedures governing our business dealings as well as Know Your Client (KYC) executed between us.

 

In order to comply with the requirements of the said circular, you are requested to furnish the following information which shall be the addendum to the existing Account opening Form executed between us:

 

(a)  Authorization for Electronic Contract Notes and other communication

(b)  Authorization for Running Account

(c)  Authorization to activate Market segments/ stock exchanges

(d)  Financial details and Documentary evidence of financial details

(e)  Details of action taken by SEBI or other authorities against you, if any

(f)   Confirmation for awareness of Policies & procedures of Reliance Securities Ltd

(g)  Confirmation for awareness of Voluntary and Mandatory document and clauses of document executed during account opening.

 

The above information has been incorporated in the annexure to this letter which you are required to fill, sign and send the same to us on an urgent basis either to the nearest branch or by post at :-

 

Reliance Securities Limited

Professional Management Consultants,

108 & 109, Murugesa Naicker Complex

Greams Road

Chennai – 600006

Tamilnadu.

Tel. 044 - 28292938

 

Kindly ensure that the above documents reach us latest by 31st May, 2010 to comply with the SEBI circular, failing which your account will be marked as Inactive for trading.

 

Thanking You,

 

Yours faithfully,

For Reliance Securities Limited

 

Sd/-

 

Authorised signatory

Encl.: a.a.

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